Reference
Regulatory Knowledge Base
Topic guides for regulatory reporting, with every section citing and linking to the underlying regulatory documentation.
- EMIRDemo
EMIR
Derivatives reporting obligations in the EU: who reports, what is reported, and how submissions are validated and reconciled at trade repositories.
13 sections20 citationsReviewed 1 Sep 2026 - UK EMIRDemo
UK EMIR
The UK's onshored derivatives reporting regime, supervised by the FCA, and how it relates to — and diverges from — the EU framework.
3 sections4 citationsReviewed 28 Aug 2026 - SFTRDemo
SFTR
Reporting of securities financing transactions — repos, securities lending, buy-sell backs and margin lending — including collateral data.
3 sections4 citationsReviewed 15 Aug 2026 - CFTCDemo
CFTC Swap Data Reporting
US swap data reporting to swap data repositories, including creation and continuation data, error correction and alignment with critical data elements.
3 sections3 citationsReviewed 20 Aug 2026 - UTIDemo
Unique Transaction Identifier (UTI)
How UTIs are structured, who generates them, how they are shared, and what happens to them through the trade lifecycle.
3 sections5 citationsReviewed 5 Sep 2026 - UPIDemo
Unique Product Identifier (UPI)
The UPI system for identifying OTC derivative products, the role of the service provider, and practical mapping challenges.
2 sections3 citationsReviewed 12 Aug 2026 - LEIDemo
Legal Entity Identifier (LEI)
The 20-character ISO 17442 identifier used to identify legal entities in regulatory reports, and why registration status matters.
2 sections2 citationsReviewed 30 Aug 2026 - Data QualityDemo
Trade Repository Reconciliation
Pairing and matching of both sides of a reported trade, reconciliation tolerances, and building effective break management.
3 sections2 citationsReviewed 3 Sep 2026 - ISO 20022Demo
ISO 20022 for Regulatory Reporting
Use of ISO 20022 XML messages for trade repository submissions and feedback, and practical implementation considerations.
2 sections2 citationsReviewed 25 Aug 2026
Source document registry
Titles and dates are indicative demo references pending citation verification in Phase 4.